(1) The Securities and Cyprus Stock Exchange (Central Securities Depository and Central Registry) Laws of 1996 to 2014

(1) The Securities and Cyprus Stock Exchange (Central Securities Depository and Central Registry) Laws of 1996 to 2014

(2) The Securities and Cyprus Stock Exchange (Registering, Trading and settlement of dematerialized securities) Regulations

(2) The Securities and Cyprus Stock Exchange (Registering, Trading and settlement of dematerialized securities) Regulations

(3) Regulatory Decision on the Clearing of Transactions in Book Entry Securities (RAA 450/2014)

(3) Regulatory Decision on the Clearing of Transactions in Book Entry Securities (RAA 450/2014)

(4) Regulatory Decisions of the Council of the CSE on the Operation of a Central Securities Depository and Central Registry (Regulatory Administrative Act 354/2023)

(4) Regulatory Decisions of the Council of the CSE on the Operation of a Central Securities Depository and Central Registry (Regulatory Administrative Act 354/2023)

CIRCULARS:

• Regulatory Decision on the Operation of the Central Securities Depository / Registry - CSE Council Decision on the Central Maintenance Service   (Circular No.: 20-2023, 1-2023 / Date 13/11/2023)

• Regulatory Decision on the Operation of the Central Securities Depository/Registry – Technical terms and procedures for the provision of the Settlement Service Circular No.: 21-2023, 2-2023  / Date 13/11/2023)

• Regulatory Decision on the Operation of the Central Securities Depository and Central Registry - Technical terms and procedures for the provision of Information Technology (IT) Services  (Circular No.: 23-2023, 4-2023 / Date 13/11/2023)

• (Α) Entry into force of new Regulation on the Operation of the Central Securities Depository / Registry and Repeal of existing Regulatory Decisions on matters pertaining to the Central Securities Depository / Registry during the implementation of the new Regulation  (Β) Services which have been included in the new Regulatory Framework and will not take immediate effect (Circular No: 24-2023, 5-2023, 8-2023, 9-2023 / Date 13/11/2023)

• Regulatory Decision on the operation of the Central Securities Depository/Registry – Initial Recording Service/Registry Services (Issuer’s Share Account)  (Circular No.: 25-2023, 6-2023, 9-2023, 10-2023 / Date 13/11/2023)

• Regulatory Decision on the Operation of the Central Securities Depository/Registry - «Technical terms and procedures for the provision of the Service of CDR Links & Access to DSS of Market Infrastructure Operators» (Circular No.: 26-2023, 7-2023  / Date 13/11/2023)

• CSD Procedures/Revised forms of the CSD’s Regulation of Operation  CIRC. NO.: 22-2023, 3-2023)
   

• Form 1 - APPLICATION FOR THE CREATION OF A SHARE ACCOUNT, A SECURITIES ACCOUNT AND AUTHORISATION OF USE
   
• Form 2 – APPLICATION FOR THE CREATION OF A SHARE   ACCOUNT, A JOINT OWNERS SECURITIES ACCOUNT AND AUTHORISATION OF USE

• Form 3 – APPLICATION-STATEMENT OF SHARE ACCOUNT CONSOLIDATION

• Form 4 – APPLICATION FOR THE TRANSFER OF SECURITIES FROM THE SPECIAL ACCOUNT
   
• Form 5 – APPLICATION-STATEMENT OF SHARE ACCOUNT DEACTIVATION

• Form 6 – APPLICATION FOR CHANGING THE DETAILS OF AN INVESTOR’S SHARE ACCOUNT AND SECURITIES ACCOUNT

• Form 6 A - APPLICATION FOR CHANGING THE DETAILS OF AN INVESTOR’S SHARE ACCOUNT AND SECURITIES ACCOUNT (INSTRUCTIONS FOR PAYMENT)

• Form 7 – APPLICATION FOR THE PROVISION OF INFORMATION

• Form 7A - APPLICATION FOR INVESTOR’S SHARE ACCOUNT SEARCH

• Form 8 – ACCESS TO CSD ONLINE SERVICE

• Form 9 – APPLICATION AND ANNOUNCEMENT OF AN OFF EXCHANGE TRANSFER

• Form 9 A – APPLICATION FOR THE TRANSFER OF SECURITIES OF A DECEASED INVESTOR ACCORDING TO ARTICLE 19 E

• Form 10 – PROPOSED TYPE OF NOTIFICATION OF A DECISION OF THE BOARD OF DIRECTORS/ADMINISTRATIVE BODY

• Form 11 – ACKNOWLEDGMENT OF PLEDGE OVER DEMATERIALISED TRANSFERABLE SECURITIES

• Form 12 – NOTICE OF RELEASE OF DEMATERIALISED TRANSFERABLE SECURITIES

• Form 12 A - APPLICATION FOR THE ENFORCED SALE OF PLEDGED SECURITIES

• Form 13 - DECLARATION OF INTENT TO TRANSFER OR CHARGE/ PLEDGE SECURITIES

• Form 14 - APPLICATION FOR THE REVOCATION OF A DECLARATION OF INTENT TO TRANSFER OR CHARGE/ PLEDGE SECURITIES

• Form 15 - APPLICATION
   

(5) Central Registry of Stock Exchange Securities – Investors’ Manual (Regulatory Administrative Act 408/2006)

(5) Central Registry of Stock Exchange Securities – Investors’ Manual (Regulatory Administrative Act 408/2006)

(6) Regulatory Decision concerning the procedure of acceptance, the clearing and the settlement of the transactions which concern dematerialized securities of the Central Securities Depository and Central Registry after acceptance of public offer or the exercise of squeeze out (Regulatory Administrative Act 96/2008).

(6) Regulatory Decision concerning the procedure of acceptance, the clearing and the settlement of the transactions which concern dematerialized securities of the Central Securities Depository and Central Registry after acceptance of public offer or the exercise of squeeze out (Regulatory Administrative Act 96/2008).

(7) Depositary Interests (Registration, Trading and Clearing) Regulation (RAA 397/2016)

(7) Depositary Interests (Registration, Trading and Clearing) Regulation (RAA 397/2016)

(8) Regulatory Decision on the undertaking & keeping of Registries of Alternative Investment Funds

(8) Regulatory Decision on the undertaking & keeping of Registries of Alternative Investment Funds

ANNEXES:

        ANNEX A - APPLICATION FOR THE ASSIGNMENT OF THE KEEPING OF A MUTUAL FUND UNITHOLDER REGISTRY

        ANNEX B - APPLICATION FOR THE ASSIGNMENT OF THE KEEPING OF AN  INVESTMENT COMPANY UNITHOLDER REGISTRY

        ANNEX C - APPLICATION FOR THE ASSIGNMENT OF THE KEEPING OF A LIMITED PARTNERSHIP UNITHOLDER REGISTRY

        ANNEX D - APPLICATION FOR THE CREATION OF A SPECIAL JOINT SHARE ACCOUNT

        ANNEX E - NOTIFICATION OF DEATH OF JOINT SHARE ACCOUNT CO-BENEFICIARY

        ANNEX F - APPLICATION TO TRANSFER AIF OR UCITS UNITS

        ANNEX G - ACKNOWLEDGMENT OF CREATION OF A PLEDGE OVER AIF OR UCITS UNITS

        ANNEX H - NOTICE OF RELEASE OF AIF OR UCITS UNITS